Assistant Vice President - Technology Audit

Position based at Mumbai

Our client is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.Reports on six lines of business: Investment Bank, Retail Financial Services, Card Services, Commercial Banking, Treasury & Securities Services and Asset Management.Manages centrally the interest rate risk and liquidity risk associated with the company's enhanced balance sheet with the objective of maximizing return.Creates long-term value for the firm through our private equity capabilities, One Equity Partners.Is a component of the Dow Jones Industrial Average .Has corporate headquarters in New York and U.S. consumer and commercial banking headquarters in Chicago , the firm serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients.

Key Responsibilities:

This role is for an experienced IT audit professional to join client's India Internal Audit Team. The candidate will report locally to the India Location Auditor and regionally to the group Audit Head. As a member of the Technology Audit function, the candidate will work closely with Technology and business audit colleagues to create and manage a business unit audit plan that is to be executed with detailed audit reports as the final deliverable. In addition, the candidate will be expected to remain conversant with on-going developments in technology, assess related processes-practices and their potential value in the client's environment. The incumbent will forge effective partnerships and relationships with the management teams of the functions supported and will work with Audit peers to achieve consistency and transparency of Audit practices and results. The incumbent will develop and maintain knowledge of regulatory requirements and will ensure effective communication with the appropriate agencies.



Job responsibilities include:

Ensuring audits are performed per professional standards and department procedures

Develop approach and scope of audits and be responsible for the timely execution of the business unit audit plan at the level of departmental standards

Providing advice and expertise on the firm's IT control environment by delivering timely and independent feedback to senior management via specific audit reviews or through ongoing involvement in major activities or projects

Evaluation to determine the adequacy of internal controls and tracking remediation of issues identified

Providing audit guidance and advisory support to staff and business units

Performing monitoring of periodic technology related data to recognize patterns, relationships and trends with risk and control implications

Creating audit work papers and reports

Interfacing with other auditors on departmental activities, status, schedules, guidance and other activities

Provide independent evaluation on projects to assist clients in the development of key controls for new products or environments

Identifying potential audit automation opportunities and formulate requests in a timely manner for the development of audit software to benefit the audit process

Travelling domestically and/or internationally. The expected travelling could be up to 30%



Qualifications:

We are seeking an experienced Audit IT professional to join our Audit Infrastructure Technology Team. The candidate should have a minimum of 6 years experience in technology, a broad appreciation and understanding of technology risks. Relevant experience in risk management, security reviews and auditing would be a plus.

Experienced IT professional with at least 6 years experience comprising of successful technology operations management, information risk management, and/or technology audit

Demonstrated extensive, practical, working knowledge of Infrastructure operations and Technology project management.

Demonstrated ability and success in interacting and influencing senior leadership on areas and strategies concerning the selection and deployment of technologies

Proven strong first-hand knowledge of infrastructure technology environments.

Comprehensive experience in operating systems and databases, e.g., Unix, Sybase

Proven experience in network environments

Proven experience in security reviews

Demonstrated solid understanding of internal control concepts and strong analytical skills

Enthusiastic, self-motivated leadership experience

Demonstrated effective written and verbal communications

Proven ability to be effective under pressure and willing to take personal responsibility and accountability

Established track record of responding positively to change

Good team player

Please forward your updated resume and also refer your friend or colleagues who are interested to change. For more details please call on 09818904477/09818303447.